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Brian Lee – Series 7 Top-Off
Your Instructor
Brian Lee
Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Get immediately download Brian Lee – Series 7 Top-Off
Course Curriculum
Series 7 Top-Off Introduction
Introduction (18:27)
Downloadable Class Notes
Module 1 – Seeks Business from Customers and Potential Customers
Lesson 1 Contacts Customers and Potential Customers (19:53)
Lesson 2 Issuing Securities (22:56)
Module 2 – Opening Accounts and Evaluates Customer Profiles
Lesson 1 Types of Accounts (23:40)
Suitability Guideline
Lesson 2 Suitability (21:53)
Retirement Plans (15:27)
Margin Accounts (12:55)
Margin-2 (17:17)
Margin-3 (9:24)
Margin-4 (11:14)
Margin-5 (5:41)
Module 3 – Provides Information About Investments
Lesson 3 Fundemental Analysis (17:01)
Equity Securities – Lesson 1 (23:35)
Equity Securities – Lesson 2 (24:02)
Equity Securities – Lesson 3 (21:51)
Corporate Debt Securities – Lesson 1 (18:24)
Corp. Debt Securities – Lesson 2 (19:38)
Corp. Debt Securities = Lesson 3 (15:05)
Debt Securities Lesson 4 (18:07)
Corp. Debt Securities – Lesson 5 (22:40)
U,S. Gov’t. Securities (14:47)
Agencies and CMO’s (14:17)
Module 4 – Provides information About Investments – Municipal Bonds
Muni-1 (25:54)
Muni-2 (18:53)
Muni-3 (12:33)
Muni-4 (6:04)
Muni-5 (12:52)
Muni-6 (15:16)
Muni-7 (15:25)
Muni-8 (7:31)
Muni-9 (15:45)
Muni-10 (3:03)
Module 5 – Provides Information About Investments -Options
Options-1 (17:42)
Options-2 (14:25)
Options-3 (21:01)
Lesson 4 (23:14)
Options-5 (19:06)
Options-6 (8:29)
Options-7 (15:42)
Options-8 (5:24)
Options-9 (17:27)
Options-10 (15:50)
Options-11 (27:37)
Options-12 (14:48)
Options Practice Exam
Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities
Mutual Funds-1 (16:03)
Mutual Funds-2 (11:27)
Mutual Funds-3 (31:07)
Variable Annuities (24:17)
Limited Partnerships (DPP) (19:32)
Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions
Trading Securities (16:54)
Trading-2 (9:50)
Trading-3 (14:04)
Trading-4 (7:04)
Trading-5 (7:34)
Practice Final Exam
Check List (Facts to Know)
Additional Practice Questions
Practice Final
Frequently Asked Questions
When does the course start and finish?
The course starts now and never ends! It is a completely self-paced online course – you decide when you start and when you finish.
How long do I have access to the course?
How does lifetime access sound? After enrolling, you have unlimited access to this course for as long as you like – across any and all devices you own.
What if I am unhappy with the course?
We would never want you to be unhappy! If you are unsatisfied with your purchase, contact us in the first 30 days and we will give you a full refund.
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